Robinhood To Pay $45M To Settle US SEC’ Securities Charges
The US Securities and Exchange Commission (SEC) charged the American commission-free trading platform Robinhood Markets Inc for violating Federal securities provisions. The markets regulator specifically charged two of the exchange’s affiliated broker-dealers. The Robinhood and US SEC Settlement The US SEC publication announcing the charges noted that the Robinhood entities violated up to 10 securities … Read more